CFTC Grants Nasdaq Futures, Inc. Request to Vacate DCM Designation

Washington, DC (STL.News) The Commodity Futures Trading Commission announced today that it issued an order vacating…

CFTC Awards Whistleblower for Exposing Ongoing Fraud

Washington, DC (STL.News) The Commodity Futures Trading Commission Friday announced it has issued a whistleblower award…

CFTC Charges 20 Entities for Making False Registration Claims

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced the filing of charges against 20…

CFTC Orders The Bank of Nova Scotia to Pay $127.4 Million

CFTC Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance…

CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations

First Case to Charge Violations of CFTC’s Bank Secrecy Act Compliance Regulations Washington, DC (STL.News) The…

CFTC Withdraws “ANE” Staff Advisory and Issues New Cross-Border No-Action Relief

Washington, DC (STL.News) In conjunction with the Commission’s approval of the final cross-border rule today, the…

CFTC Approves Final Swap Dealer Capital Rule at July 22 Open Meeting

CFTC Completes All Required Rulemakings Under Section 731 of the Dodd-Frank Act Washington, DC (STL.News) The…

CFTC Announces Whistleblower Awards Totaling More Than $1 Million

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced it will award more than $1…

CFTC Sanctions Two Firms Offering Digital Asset-Based Swaps for Illegal Off-Exchange Trading and Registration Violations

Plutus Financial, Inc. d.b.a. Abra of California, and Plutus Technologies Philippines Corp. d.b.a. Abra International of…

Federal Court Orders Joshua Christian McDonald, Perfection PR Firm, LLC to Pay Nearly $1.3 Million in Forex Fraud Scheme

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced that the U.S. District Court for…

CFTC to Hold an Open Commission Meeting on June 25

Washington, DC (STL.News) Commodity Futures Trading Commission (CFTC) Chairman Heath P. Tarbert today announced the CFTC…

Federal Court Orders Trading Advisor, Brett G. Hartshorn to Pay $890,000 for Defrauding Church

Federal Court Orders Trading Advisor, Brett G. Hartshorn to Pay $890,000 for Defrauding Church and Community…

CFTC Charges Silver Star FX, LLC, Silver Star Live, Silver Star Live Software, LLC, David Wayne Mayer

CFTC Charges Silver Stsar FX, LLC, Silver Star Live, Silver Star Live Software, LLC and David…

CFTC Unanimously Approves an Interim Final Rule and a Proposed Rule at May 28 Open Meeting

Washington, DC (STL.News) The Commodity Futures Trading Commission at its open meeting today unanimously approved an…

CFTC Charges Casper Mikkelsen in $1.5 Million Forex Fraud Scheme

CFTC Monday announced charging Casper Mikkelsen, a.k.a. Carsten Nielsen, a.k.a. Brian Thomson, a.k.a. Thomas Jensen, a.k.a.…