SEC Charges Former Georgia State Legislator, Clarence Dean Alford With Defrauding Investors in Ponzi Scheme Washington…
Tag: Fraud
CFTC Orders Mark Millers, Foremost Trading, LLC to Pay Over $1.1 M for Fraud, Additional Violations
Washington, DC (STL.News) The Commodity Futures Trading Commission issued two orders today filing and resolving charges…
Audit by Auditor Galloway finds more than $115,000 taken from city of Parma through fraud, official records falsified
During investigation of whistleblower complaints, fires at city hall and former mayor’s home destroyed computers and…
SEC Emergency Action Halts Brothers’ Cryptocurrency Offering Fraud
Washington DC (STL.News) The Securities and Exchange Commission (SEC) today announced that it filed an emergency…
Kansas City Man, Michael A. Kheop Sentenced for $2.5 Million Tax Fraud Scheme
KANSAS CITY, MO (STL.News) A Kansas City, Missouri, man was sentenced in federal court today for…
CFTC Charges Casper Mikkelsen in $1.5 Million Forex Fraud Scheme
CFTC Monday announced charging Casper Mikkelsen, a.k.a. Carsten Nielsen, a.k.a. Brian Thomson, a.k.a. Thomas Jensen, a.k.a.…
SEC Charges Dropil, Inc. Founders and Issuer for Conducting Fraudulent and Unregistered Ico
SEC charges Dropil, Inc. founders, Jeremy McAlpine, Zachary Matar, and Patrick O’Hara with defrauding investors of…
SEC Obtains Judgment Against Jeffrey E. Wall, Who Fraudulently Raised $3 Million for Christian Concerts
SEC Obtains Judgment Against Promoter, Jeffrey E. Wall and his company, The Lighthouse Events, LLC Who…
SEC Revokes Registration of International Investment Group, LLC
Washington, DC (STL.News) The Securities and Exchange Commission today revoked the registration of New York-based investment…
CFTC Charges Unregistered Forex Trading Firm, VOS Capital Management, LLC, Its Principal, Dominick Vincent Carducci with Fraud
CFTC files civil enforcement action against Dominick Vincent Carducci and his company VOS Capital Management, LLC…
Court winds-up companies involved in fraudulent investment scheme
Four connected companies wound up after they were found to fraudulently secure close to $600,000 from…
SEC Charges Two New Defendants, Brian Quinn, David Skriloff, in Fraudulent Microcap Manipulation Scheme
Brian Quinn and David Skriloff charged for their roles in a scheme to profit from the…
SEC Charges Real Estate Company, Hartman Wright Group, LLC and its Founder, Tytus W. Harkings with $8.75 Million Offering Fraud
Washington DC (STL.News) – The Securities and Exchange Commission filed charges against Hartman Wright Group, LLC,…
SEC Charges Portfolio Manager, Swapnil Rege, with Mispricing Fund Investments
Washington DC (STL.News) – The Securities and Exchange Commission today announced settled administrative proceedings against Swapnil…