CFTC News: CFTC Approves a Final Rule to Provide Exception to Annual Privacy Notice Requirement

Washington, DC (STL.News) – The Commodity Futures Trading Commission (CFTC) Friday approved a final rule to…

CFTC News: CFTC Staff Issues No-Action Relief to Facilitate Prime Brokerage Activities on SEFs

Washington, DC (STL.News) – The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary…

US Commodity Futures Trading Commission News: CFTC Staff Issues Research Report on Impact of Automated Orders in Futures Markets

Washington, DC (STL.News) – The Commodity Futures Trading Commission’s (CFTC) Market Intelligence Branch in the Division…

CFTC News: CFTC Charges Proprietary Trader, Kevin Crepeau, with Spoofing in Soybean Futures Markets

Washington, DC – Jan. 31, 2019 – The Commodity Futures Trading Commission (CFTC) today issued an…

CFTC News: CFTC’s Release Schedule for Delayed Market Data Reports

Washington, DC – The Commodity Futures Trading Commission’s (CFTC) Market Intelligence Branch of the Division of…

CFTC News: Federal Court Orders Commodity Pool Operators to Pay More Than $23 Million in Restitution and Penalties for Fraud and Misappropriation of Investors Funds

Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today that on December 3, a…

CFTC News: CFTC and State of Utah Amend Their Complaint Against Rust Rare Coin and Gaylen Rust to Charge Additional Defendants for Participating in $200 Million Salt Lake City Precious Metals Ponzi Scheme

Washington, DC — The Commodity Futures Trading Commission (CFTC) and the Utah Department of Commerce, Division…

CFTC News: CFTC Charges Chicago-area Trader, Dro Kholamian, with Ongoing Forex and Commodity Fraud

Washington, DC — The Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement…

CFTC News: CFTC Wins Judgment against Commodities Trader, Mark R. Slobodnik, for Commodity Pool Fraud, Including Misappropriating Funds

Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today that Defendant Mark R. Slobodnik…

CFTC News: Commissioner Behnam Announces Members of the Market Risk Advisory Committee’s Interest Rate Benchmark Reform Subcommittee

Washington, DC — Commodity Futures Trading Commission (CFTC) Commissioner Rostin Behnam today announced the members of…

Business News: CFTC Allows Additional UK Multilateral Trading Facilities to Operate without CFTC Registration as Exempt SEFs

Washington, DC — The Commodity Futures Trading Commission (CFTC) today issued an amended order that will…

CFTC News: CFTC Approves a Proposed Rule to Provide Exception to Annual Privacy Notice Requirement

Washington, DC — The Commodity Futures Trading Commission (CFTC) today approved a proposed rule to revise…

CFTC News: CFTC Approves a Final Rule to Amend Uncleared Swap Margin Requirements

Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today that it has approved a…

CFTC News: CFTC Commissioner Dan Berkovitz Announces Staff Appointments

Washington, DC — Commodity Futures Trading Commission (CFTC) Commissioner Dan Berkovitz announced that Erik Remmler will…

CFTC News: CFTC Division of Enforcement Issues Report on FY 2018 Results

Washington, DC — The Division of Enforcement (DOE) of the Commodity Futures Trading Commission (CFTC) today…

CFTC News: In CFTC Action, Federal Court Orders Hedge Fund and Its Principals To Pay More Than $1 Million for Fraud and Registration Violations

Washington, DC — A federal court in New York has entered orders against Kevin P. Whylie…

CFTC News: CFTC Orders Former Virtual Currency Trader to Pay More than $1.1 Million for Fraudulent Bitcoin and Litecoin Scheme

Washington, DC — The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling…

CFTC News: CFTC Orders Commerzbank AG to Pay $12 Million for Swap Dealing Violations and for Misleading Statements to the CFTC

Washington DC — The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously…

CFTC News: CFTC Charges Former Deutsche Bank Trader with Fraudulently Mismarking Swaps

Division of Enforcement also Issues Declination Letter to Deutsche Bank in Recognition of its Self-Reporting, Full…

CFTC News: CFTC Voted on Open Meeting Agenda Items

Washington, DC — At an open meeting today, the Commodity Futures Trading Commission (Commission) voted unanimously…

CFTC News: Federal Court in New York Orders Kevin Antonovich to Pay $554,375 Judgment for Commodity Pool Fraud

Washington, DC – The Commodity Futures Trading Commission (CFTC) announced that Judge I. Leo Glasser of…

New York News: Brooklyn Man, Yehuda Belsky Banned For Life from Commodities Trading, Indicted for Defrauding Investors

Defendant Promised to Invest in Binary Options, but Instead Stole Customers’ Money for His Personal Use…

CFTC News: CFTC Proposes Rules to Simplify Process for Foreign Clearing Organizations to Obtain DCO Registration Exemption

WASHINGTON, DC — The Commodity Futures Trading Commission (C.F.T.C.) Wednesday voted unanimously to approve a proposal…

U.S. Commodity Futures Trading Commission News: CFTC Announces Multiple Whistleblower Awards Totaling More than $45 Million

Washington, DC – The Commodity Futures Trading Commission (CFTC) yesterday announced multiple whistle-blower awards totaling more…

CFTC Announces Whistleblower Award of More Than $10 Million

Washington, DC/December 20, 2017 (STL.News) – The U.S. Commodity Futures Trading Commission (CFTC) today announced an…