FINRA Announces Final Results of Mutual Fund Waiver Initiative

Total of 56 Settlements Reached with Member Firms Resulting in $89 Million in Restitution to Eligible…

Business News: FINRA Fines Citigroup Global Markets Inc. $1.25 Million

FINRA Fines Citigroup Global Markets Inc. $1.25 Million for Failing to Appropriately Fingerprint or Screen Employees…