U.S. Securities and Exchange Commission – SEC


The U.S. Securities and Exchange Commission (SEC) enforces federal securities laws

The U.S. Securities and Exchange Commission a.k.a. SEC is an independent agency of the U.S. government that is responsible for enforcing federal securities laws, propose securities laws, regulating the securities industry and the nations stock and options exchanges.

The SEC was created by the Securities Exchange Act of 1934 and it enforces:

The SEC HQ is located at:

SEC Headquarters
100 F Street, NE
Washington, DC 20549

List of U.S. Securities and Exchange Commission Regional Offices

The SEC accomplishes their responsibilities with the support of Regional Offices across the United States.  They are located at:

Atlanta Regional Office – Map
950 East Paces Ferry, N.E., Suite 900
Atlanta, GA 30326
404-842-7600

Boston Regional Office – Map
33 Arch Street, 23rd Floor
Boston, MA 02110
617-573-8900

Chicago Regional Office – Map
175 W. Jackson Boulevard, Suite 1450
Chicago, IL 60604
312-353-7390

Denver Regional Office – Map
1961 Stout Street, Suite 1700
Denver, CO 80294
303-844-1000

Fort Worth Regional Office – Map
801 Cherry Street, Suite 1900, Unit 18
Fort Worth, TX 76102
817-978-3821

Los Angeles Regional Office – Map
444 South Flower Street, Suite 900
Los Angeles, CA 90071
323-965-3998

Miami Regional Office – Map
801 Brickell Ave., Suite 1800
Miami, FL 33131
305-982-6300

New York Regional Office – Map
200 Vesey Street, Suite 400
New York, NY 10281
212-336-1100

Philadelphia Regional Office – Map
1617 JFK Boulevard, Suite 520
Philadelphia, PA 19103
215-597-3100

Salt Lake Regional Office – Map
351 S. West Temple St., Suite 6.100
Salt Lake City, UT 84101
801-524-5796

San Francisco Regional Office – Map
44 Montgomery Street, Suite 2800
San Francisco, CA 94104
415-705-2500

External Links: 

Internal Links: