CFTC Unanimously Approves an Interim Final Rule and a Proposed Rule at May 28 Open Meeting

Washington, DC (STL.News) The Commodity Futures Trading Commission at its open meeting today unanimously approved an…

CFTC Charges Casper Mikkelsen in $1.5 Million Forex Fraud Scheme

CFTC Monday announced charging Casper Mikkelsen, a.k.a. Carsten Nielsen, a.k.a. Brian Thomson, a.k.a. Thomas Jensen, a.k.a.…

CFTC Wins Forex Fraud Trial on Damages and Obtains Monetary Judgment of More than $22.6 Million

Court Releases Pallet of Foreign Currency Valued at $2.5M to CFTC Washington, DC (STL.News) The Commodity…

CFTC Seeks to Revoke Registrations of Commodity Pool Operator Phy Capital Investments, LLC and its CEO

CFTC Seeks to Revoke Registrations of Commodity Pool Operator Phy Capital Investments, LLC and its CEO,…

CFTC Awards More Than $2 Million to Four Whistleblowers

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced a whistle-blower award exceeding $2 million…

Federal Court Orders Defendants, Simon Jousef, and FuturesFX, to Pay Over $1.7 Million

Federal Court Orders Defendants, Simon Jousef, FuturesFX, to Pay Over $1.7 Million to Settle CFTC Enforcement…

CFTC Unanimously Approves 3 Proposed Rules, 2 Final Rules at April 14 Open Meeting

Washington, DC (STL.News) The Commodity Futures Trading Commission at its open meeting today unanimously approved three…

CFTC Issues Third Wave of Relief to Market Participants

CFTC Issues Third Wave of Relief to Market Participants in Response to COVID-19 Washington, DC (STL.News)…

CFTC Relief to Market Participants in Response to COVID-19

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced the Division of Swap Dealer and…

US Commodity Futures Trading Commission Awards More Than $1 Million to Whistleblower

Washington, DC (STL.News) The U.S. Commodity Futures Trading Commission Thursday announced it will award more than…

CFTC Charges New Mexico Resident, Douglas Lien with Fraud in Long-Running Ponzi Scheme

Washington, DC (STL.News) The U.S. Commodity Futures Trading Commission today announced it has filed a civil…

CFTC Approves One Final, Two Proposed Rules at December 10 Open Meeting

Washington, DC (STL.News) At an open meeting today, the U.S. Commodity Futures Trading Commission approved one…

CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations

U.S. Commodity Futures Trading Commission today issued an order filing and simultaneously settling charges against Goldman…

CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards

Washington, DC (STL.News) The U.S. Commodity Futures Trading Commission today issued an order filing and settling…

CFTC Orders Mitsubishi Corporation RtM Japan Ltd. to Pay $500,000 for Spoofing

Washington, DC (STL.News) The U.S. Commodity Futures Trading Commission today issued an order filing and settling…