Federal Court Orders Edge Financial Technologies, LLC to Pay Penalty and Disgorgement

Federal Court Orders Edge Financial Technologies, LLC to Pay Penalty and Disgorgement for Aiding and Abetting…

CFTC Charges 3 Texas Men and 1 Florida Man in Fraudulent Digital Asset Scheme

Washington, DC (STL.News) The Commodity Futures Trading Commission today filed a complaint in the U.S. District…

CFTC Issues Guidance on Factors Used in Evaluating Corporate Compliance Programs

CFTC Issues Guidance on Factors Used in Evaluating Corporate Compliance Programs in Connection with Enforcement Matters…

CFTC Awards Whistleblower for Exposing Ongoing Fraud

Washington, DC (STL.News) The Commodity Futures Trading Commission Friday announced it has issued a whistleblower award…

CFTC Charges 20 Entities for Making False Registration Claims

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced the filing of charges against 20…

CFTC Charges Multiple Individuals and Entities in $28 Million Ponzi Scheme that Targeted Churchgoers

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced the filing of a civil enforcement…

CFTC Unanimously Approves Proposals Amending Margin Requirements

CFTC Unanimously Approves Proposals Amending Margin Requirements for Swap Dealers and Major Swap Participants Washington, DC…

CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations

First Case to Charge Violations of CFTC’s Bank Secrecy Act Compliance Regulations Washington, DC (STL.News) The…

CFTC Announces Whistleblower Awards Totaling More Than $1 Million

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced it will award more than $1…

CFTC Sanctions Two Firms Offering Digital Asset-Based Swaps for Illegal Off-Exchange Trading and Registration Violations

Plutus Financial, Inc. d.b.a. Abra of California, and Plutus Technologies Philippines Corp. d.b.a. Abra International of…

CFTC Invalidates CPO Registration Exemptions for 17 Foreign Entities

Entities Failed to Substantiate Eligibility Requirements in Response to DSIO Special Call Washington, DC (STL.News) The…

Federal Court Orders Joshua Christian McDonald, Perfection PR Firm, LLC to Pay Nearly $1.3 Million in Forex Fraud Scheme

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced that the U.S. District Court for…

CFTC Charges FL Man, James Frederick Walsh for Attempting to Fraudulently Profit From COVID-19

First CFTC Enforcement Action Targeting Misconduct Directly Tied to COVID-19 Washington, DC (STL.News) The Commodity Futures…

CFTC Orders Mark Millers, Foremost Trading, LLC to Pay Over $1.1 M for Fraud, Additional Violations

Washington, DC (STL.News) The Commodity Futures Trading Commission issued two orders today filing and resolving charges…

Supreme Court Denies Monex Deposit Companys’ Challenge to CFTC’s Enforcement Authority

Washington, DC (STL.News) On Monday, June 29, 2020 the U.S. Supreme Court denied a petition for…