Gregory Michael Charged In Investment Fraud Scheme

Mid-State Man, Gregory Michael Vogel Charged In Million Dollar Investment Fraud Scheme NASHVILLE (STL.News) A federal…

CFTC Charges Matthew Clark – Houston, Texas

CFTC Charges Texas Resident Matthew Clark with Misappropriating Confidential Information and Participating in a Brokerage Kickback…

CFTC – Traders and Firms to Pay $100,000 for Wash Sales

CFTC Orders Dubai Traders and Their Firms to Pay $100,000 for Wash Sales Washington, DC (STL.News)…

CFTC – Court Order – Travis Capson – Arnab Sarkar

Federal Court Orders California Forex Firm, Denari Capital, and Its Owners, Travis Capson, and Arnab Sarkar…

LJM Funds Management Founder’s Statement

LJM Funds Management Founder’s Statement in response to SEC and CFTC Actions (STL.News) We published two…

CFTC Issues Order of Registration

CFTC Issues Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V., to Permit Trading…

CFTC and CONSOB Sign MOU for Supervision of Cross-Border Firms

Washington, DC (STL.News) The Commodity Futures Trading Commission and the Commissione Nazionale per le Società e…

CFTC Grants Nasdaq Futures, Inc. Request to Vacate DCM Designation

Washington, DC (STL.News) The Commodity Futures Trading Commission announced today that it issued an order vacating…

CFTC Awards Whistleblower for Exposing Ongoing Fraud

Washington, DC (STL.News) The Commodity Futures Trading Commission Friday announced it has issued a whistleblower award…

CFTC Charges 20 Entities for Making False Registration Claims

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced the filing of charges against 20…

CFTC Orders The Bank of Nova Scotia to Pay $127.4 Million

CFTC Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance…

CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations

First Case to Charge Violations of CFTC’s Bank Secrecy Act Compliance Regulations Washington, DC (STL.News) The…