CFTC Adds More Than 20 Unregistered Foreign Entities to RED List

New RED List Interactive Webpage Launched Washington, DC  (STL.News) As part of the Commodity Futures Trading…

CFTC Orders Toronto-Based Firm, OANDA Corporation to Pay $500,000 for Violations

CFTC Orders Toronto-Based Firm, OANDA Corporation to Pay $500,000 for Violating Capital, Reporting, and Supervision Rules…

CFTC Orders The Bank of Nova Scotia to Pay $127.4 Million

CFTC Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance…

CFTC Withdraws “ANE” Staff Advisory and Issues New Cross-Border No-Action Relief

Washington, DC (STL.News) In conjunction with the Commission’s approval of the final cross-border rule today, the…

CFTC Approves Final Swap Dealer Capital Rule at July 22 Open Meeting

CFTC Completes All Required Rulemakings Under Section 731 of the Dodd-Frank Act Washington, DC (STL.News) The…