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SEC News: SEC Charges U.S. Congressman, Christopher Collins and Others With Insider Trading

WASHINGTON, D.C. – The Securities and Exchange Commission Wednesday announced the filing of insider trading charges against Congressman Christopher Collins, the U.S. Representative for New York’s 27th Congressional District, his son, Cameron Collins, and a third individual, Stephen Zarsky.  In a parallel action, the U.S. Attorney’s Office for the Southern District of New York Wednesday announced … Continue reading SEC News: SEC Charges U.S. Congressman, Christopher Collins and Others With Insider Trading

MONTGOMERY, Alabama | Alabama gives Saban 8-year deal worth more than $74 million

MONTGOMERY, Ala. — Alabama coach Nick Saban has received a new eight-year deal worth at least $74 million. The agreement runs through the 2025 season and was announced on Friday. Saban gets a one-year extension with a sizable raise for the 66-year-old coach, who has led the Crimson Tide to five national championships over the … Continue reading MONTGOMERY, Alabama | Alabama gives Saban 8-year deal worth more than $74 million

ATLANTA | The Latest: Fashion takes center stage at SEC Media Days

ATLANTA — The Latest on SEC Media Days (all times local): 2 p.m. The final session of SEC Media Days turned into a bit of a fashion show. Auburn’s Deshaun Davis sported stylish sunglasses and an orange bow tie. Vanderbilt’s LaDarius Wiley countered with a shiny red vest that matched his bow tie and the … Continue reading ATLANTA | The Latest: Fashion takes center stage at SEC Media Days

Annaly Capital Management, Inc. Extends Exchange Offer to Acquire MTGE Investment Corp.

NEW YORK/ July 16, 2018 (STL.News)– Annaly Capital Management, Inc. (NYSE:NLY) (“Annaly”) announced that it has extended its previously announced exchange offer (the “Offer”) to purchase all of the outstanding shares of common stock of MTGE Investment Corp. (NASDAQ: MTGE) (“MTGE”). In the Offer, MTGE common stockholders may elect to receive, in exchange for each … Continue reading Annaly Capital Management, Inc. Extends Exchange Offer to Acquire MTGE Investment Corp.

Real Estate Mogul Jay Morrison Raises $9.6 Million In First Seven Days of Historic IPO of First African-American Owned Real Estate Crowdfund

ATLANTA/June 9, 2018 (STLRealEstate.News) — Atlanta-based real estate mogul Jay Morrison recently announced the initial public offering (IPO) launch of the Tulsa Real Estate Fund, the first African-American owned Regulation A+ Tier II crowdfund designed to revitalize urban communities across the U.S. Tulsa Real Estate Fund, The People’s Fund, is a real estate crowdfund qualified … Continue reading Real Estate Mogul Jay Morrison Raises $9.6 Million In First Seven Days of Historic IPO of First African-American Owned Real Estate Crowdfund

Chicago Investment Adviser, Daniel H. Glick Settles SEC Charges for Fraudulent Scheme, Sentenced to 151 Months in Prison

On April 17, 2018, the United States District Court for the Northern District of Illinois entered judgments against Daniel H. Glick, a Chicago-based investment adviser, his unregistered investment advisory firm Financial Management Strategies Inc. (FMS), and his accounting firm, relief defendant Glick Accounting Services Inc. (GAS).  The SEC had charged Glick and FMS in March … Continue reading Chicago Investment Adviser, Daniel H. Glick Settles SEC Charges for Fraudulent Scheme, Sentenced to 151 Months in Prison

SEC Charges Prominent Pastor, Financial Planner in Scheme to Defraud Elderly Investors

Washington D.C. (STL.News) The Securities and Exchange Commission yesterday charged the pastor of one of the largest Protestant churches in the country and a self-described financial planner in a scheme to defraud elderly investors by selling them interests in defunct, pre-Revolutionary Chinese bonds. The SEC’s complaint alleges that, in 2013 and 2014, Kirbyjon Caldwell, Senior Pastor … Continue reading SEC Charges Prominent Pastor, Financial Planner in Scheme to Defraud Elderly Investors