US Department of Labor’s OSHA announces $1,222,156 in coronavirus violations

WASHINGTON, DC (STL.News) Since the start of the coronavirus pandemic through Oct. 8, 2020, the U.S.…

Morgan Stanley Agrees to Pay $5 Million for Reg SHO Violations in Prime Brokerage Swaps Business

Washington, DC (STL.News) The Securities and Exchange Commission today announced settled charges against Morgan Stanley &…

CFTC Orders Toronto-Based Firm, OANDA Corporation to Pay $500,000 for Violations

CFTC Orders Toronto-Based Firm, OANDA Corporation to Pay $500,000 for Violating Capital, Reporting, and Supervision Rules…

CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations

First Case to Charge Violations of CFTC’s Bank Secrecy Act Compliance Regulations Washington, DC (STL.News) The…

SEC News: SEC Charges TherapeuticsMD With Regulation FD Violations

Washington DC (STL.News) – The Securities and Exchange Commission today charged TherapeuticsMD Inc., a pharmaceutical company…